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| 1. The exact name of the issuer and its
predecessor (if any): Winmill & Co. Incorporated (formerly "Bull & Bear
Group, Inc.") |
| 2. The address of its principal
executive offices: 11 Hanover Square, New York, NY 10005 |
| 3. The state of incorporation, if it is a
corporation: Delaware |
| 4. The exact
title and class of the security: Class A Common Stock |
| 5. The par or
stated value of the security: $.01 |
| 6. The number of shares or total
amount of the securities outstanding as of the end of the issuer's most
recent fiscal year: |
| Class A, 10,000,000 shares
authorized; 1,646,345 issued and 1,643,052 outstanding as of December 31, 2006 |
| Class B, 20,000 shares authorized;
20,000 shares issued and outstanding as of December 31, 2006 |
| 7. The name and address of the
transfer agent: Illinois Stock Transfer Company, 209 West Jackson Boulevard, Suite 903, Chicago, IL 60606 |
| 8. The nature of the issuer's
business: asset management |
| 9. The nature of products or services
offered: investment management services |
| 10. The nature and extent of the
issuer's facilities: leased office space at 11 Hanover Square, New
York, NY 10005 |
11. The name of the
chief executive officer and members of the board of directors: CEO
- Thomas B. Winmill.
Members of the board of directors - Bassett S.
Winmill, Thomas B. Winmill, and Mark C. Winmill |
| 12. The issuer's
most recent balance sheet and profit and loss and retained earnings
statements:
Link to annual report page |
| 13. Similar financial information for
such part of the 2 preceding fiscal years as the issuer or its
predecessor has been in existence:
Link to annual report page |
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